SEC Form 4 · accession 0000905718-15-000125
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
Director · 10% Owner
Period of report
Feb 3, 2015
Accepted (ET)
Feb 3, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2 | Feb 3, 2015 | P | 500,000 | $10.00 | A | 9,666,667 | I | See Note 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 500,000 ordinary shares were purchased by Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands, in Presbia PLC's initial public offering.
- F2The 9,666,667 ordinary shares reported herein are held by Presbia Holdings. Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Presbia PLC held by Presbia Holdings. Reporting Person's interest in the securities reported herein is limited to the extent of his pecuniary interest in Presbia Holdings. Certain other directors and/or officers of Presbia PLC hold equity interests, directly and/or indirectly, in Presbia Holdings. These individuals file separate Section 16 reports.
Remarks
Executed pursuant to a Power of Attorney filed herewith. Exhibit List: Ex. 24-1 - Power of Attorney.