SEC Form 4 · accession 0001590976-17-000187
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritchie L. Anderson
Officer — Chief Operating Officer
Period of report
Nov 4, 2017
Accepted (ET)
Nov 7, 2017 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 4, 2017 | F | 342 | $31.60 | D | 18,349 | D | |
| Class A Common StockF4 | Nov 6, 2017 | F | 147 | $31.60 | D | 18,202 | D | |
| Class A Common StockF4 | Nov 6, 2017 | F | 357 | $31.60 | D | 17,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,250 shares under a restricted stock award granted on November 4, 2016.
- F2Includes 1,072 restricted stock units vesting in two substantially equal annual installments beginning on November 6, 2017, 3,912 restricted stock units vesting in three equal annual installments beginning on November 6, 2017 and 3,750 shares of restricted stock vesting in three equal annual installments beginning on November 4, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F3Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of 536 shares in connection with a restricted stock unit award granted on November 6, 2015 in respect of the Issuer's 2015 fiscal year.
- F4Includes 536 restricted stock units vesting on November 6, 2018, 2,607 restricted stock units vesting in two equal annual installments beginning on November 6, 2018 and 3,750 shares of restricted stock vesting in three equal annual installments beginning on November 4, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F5Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of 1,305 shares in connection with a restricted stock unit award granted on November 6, 2015 in respect of the Issuer's 2016 fiscal year.