SEC Form 4 · accession 0001590976-16-000332
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritchie L. Anderson
Officer — Chief Operating Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 4, 2016 | A | 5,000 | $0.00 | A | 14,740 | D | |
| Class A Common StockF3 | Nov 6, 2016 | F | 147 | $15.62 | D | 14,593 | D | |
| Class A Common StockF3 | Nov 6, 2016 | F | 357 | $15.62 | D | 14,236 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was issued an equity award of 5,000 shares of restricted stock on November 4, 2016 in consideration of services performed for the Issuer in fiscal 2016.
- F2The shares of restricted stock will vest in four substantially equal annual installments beginning on November 4, 2017.
- F3Includes 1,073 restricted stock units vesting in two substantially equal annual installments beginning on November 6, 2017 and 3,912 restricted stock units vesting in three substantially equal annual installments beginning on November 6, 2017. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F4The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 536 shares in connection with a restricted stock unit award granted on November 6, 2015.
- F5The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,303 shares in connection with a restricted stock unit award granted on November 6, 2015.