SEC Form 4 · accession 0001590976-16-000328
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jackie D. Springer Jr.
Officer — Chief Executive Officer · Director
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Nov 4, 2016 | A | 20,250 | $0.00 | A | 69,441 | D | |
| Class A Common StockF3 | Nov 6, 2016 | F | 928 | $15.62 | D | 68,513 | D | |
| Class A Common StockF3 | Nov 6, 2016 | F | 1,546 | $15.62 | D | 66,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was issued an equity award of 20,250 shares of restricted stock on November 4, 2016 in consideration of services performed for the Issuer in fiscal 2016.
- F2The shares of restricted stock will vest in four substantially equal annual installments beginning November 4, 2017.
- F3Includes 6,781 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2017 and 16,951 shares of restricted stock vesting in three substantially equal annual installments beginning November 6, 2017.
- F4The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,390 shares under a restricted stock award granted on November 6, 2015.
- F5The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 5,650 shares under a restricted stock award granted on November 6, 2015.