SEC Form 4 · accession 0001590976-16-000253
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritchie L. Anderson
Officer — Chief Operating Officer
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 8:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 14, 2016 | A | 1,072 | $0.00 | A | 9,065 | D | |
| Class A Common StockF2 | Sep 14, 2016 | F | 284 | $14.10 | D | 8,781 | D | |
| Class A Common StockF2 | Sep 14, 2016 | A | 1,304 | $0.00 | A | 10,085 | D | |
| Class A Common StockF2 | Sep 14, 2016 | F | 345 | $14.10 | D | 9,740 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's Class A Common Stock issued for the vesting of performance-based restricted stock units granted on November 6, 2015 in respect of the Issuer's 2015 fiscal year.
- F2Includes 1,609 restricted stock units vesting in three equal annual installments beginning on November 6, 2016 and 5,216 restricted stock units vesting in four equal annual installments beginning on November 6, 2016. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F3Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of 1,072 performance-based restricted stock units granted on November 6, 2015 in respect of the Issuer's 2015 fiscal year.
- F4Represents shares of the Issuer's Class A Common Stock issued for the vesting of performance-based restricted stock units granted on November 6, 2015 in respect of the Issuer's 2016 fiscal year.
- F5Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of 1,304 performance-based restricted stock units granted on November 6, 2015 in respect of the Issuer's 2016 fiscal year.