SEC Form 4 · accession 0001209191-19-005664
Caesars Entertainment, Inc. · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger P Wagner
Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2019 | M | 4,305 | — | A | 134,305 | I | The Wagner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 25, 2019 | A | 4,305 | A | — | — | Common Stock | 4,305 | 4,305 | I |
| Restricted Stock UnitF1,F2 | — | Jan 25, 2019 | M | 4,305 | D | — | — | Common Stock | 4,305 | 4,305 | I |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Restricted stock units were granted on January 25, 2019 pursuant to the 2015 Equity Incentive Plan. Pursuant to the terms of the grant, the restricted stock units immediately vested and settled in common stock.