SEC Form 4 · accession 0001209191-17-007837
Caesars Entertainment, Inc. · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger P Wagner
Director
Period of report
Jan 27, 2017
Accepted (ET)
Feb 3, 2017 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | M | 9,256 | — | A | 140,256 | I | The Wagner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 27, 2017 | A | 9,256 | A | — | — | Common Stock | 9,256 | 9,256 | I |
| Restricted Stock UnitF1,F2 | — | Jan 27, 2017 | M | 9,256 | D | — | — | Common Stock | 9,256 | 9,256 | I |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis
- F2Vested restricted stock units were granted on January 27, 2017 pursuant to the 2015 Equity Incentive Plan. The restricted stock units were immediately settled in common stock.