SEC Form 4 · accession 0001104659-16-105978
Caesars Entertainment, Inc. · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McDonald Jones
Officer — Chief Financial Officer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | M | 28,768 | — | A | 28,768 | D | |
| Common StockF1 | Mar 15, 2016 | M | 38,836 | — | A | 67,604 | D | |
| Common StockF1 | Mar 15, 2016 | M | 11,175 | — | A | 78,779 | D | |
| Common Stock | Mar 15, 2016 | F | 21,548 | $10.18 | D | 57,231 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 15, 2016 | M | 28,768 | D | — | — | Common Stock | 28,768 | 50,011 | D |
| Restricted Stock UnitF1,F2 | — | Mar 15, 2016 | M | 38,836 | D | — | — | Common Stock | 38,836 | 11,175 | D |
| Restricted Stock UnitF1,F2 | — | Mar 15, 2016 | M | 11,175 | D | — | — | Common Stock | 11,175 | 0 | D |
Explanation of responses
- F1Restricted stock units are settled for common stock on a one-for-one basis.
- F2On January 23, 2015, the reporting person was granted 28,768 time based restricted stock units and 38,836 performance based restricted stock units and on January 22, 2016, the reporting person was granted 11,175 time based restricted stock units. All restricted stock units vested upon retirement on March 15, 2016.