SEC Form 4 · accession 0001104659-15-047766
Caesars Entertainment, Inc. · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger P Wagner
Director
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | M | 17,980 | — | A | 130,000 | D | |
| Common Stock | holding | — | — | — | 130,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 23, 2015 | A | 17,980 | A | — | — | Common Stock | 17,980 | 17,980 | D |
| Restricted Stock UnitF1,F2 | — | Jun 23, 2015 | M | 17,980 | D | — | — | Common Stock | 17,980 | 17,980 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Vested restricted stock units were granted on January 23, 2015 subject to shareholder approval, which approval was obtained on June 23, 2015. The restricted stock units were immediately settled in common stock.