SEC Form 4 · accession 0000899243-15-005211

REGENXBIO Inc. · RGNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Sep 22, 2015

Accepted (ET)

Sep 22, 2015 · 5:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001590877

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 22, 2015	C	722,485	—	A	722,485	I	See Footnote
Common Stock^F1,F3	Sep 22, 2015	C	722,485	—	A	722,485	I	See Footnote
Common Stock^F1,F3	Sep 22, 2015	C	853,915	—	A	1,576,400	I	See Footnote
Common Stock^F1,F3	Sep 22, 2015	C	478,463	—	A	2,054,863	I	See Footnote
Common Stock^F4	holding	—	—		—	443,700	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock^F2,F1	—	Sep 22, 2015	C	722,485	D	—	—	Common Stock	722,485	I
Series A Preferred Stock^F3,F1	—	Sep 22, 2015	C	722,485	D	—	—	Common Stock	722,485	I
Series B Preferred Stock^F3,F1	—	Sep 22, 2015	C	853,915	D	—	—	Common Stock	853,915	I
Series C Preferred Stock^F3,F1	—	Sep 22, 2015	C	478,463	D	—	—	Common Stock	478,463	I

F1Each share of Preferred Series A, Preferred Series B, and Preferred Series C Stock is convertible and will automatically convert on a 1:1 basis into the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock pursuant to an effective registration statement filed with the U.S. Securities and Exchange Commission. These shares have no expiration date.
F2The Reporting Person is a trustee of The Allan M. Fox Trust (U/A/D April 21, 2015), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise or such portion of the shares of common stock of the Issuer held by The Allan M. Fox Trust (U/A/D April 21, 2015), in which the Reporting Person has no pecuniary interest.
F3The Reporting Person is a trustee of The Allan M. Fox Revocable Trust, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise or such portion of the shares of common stock of the Issuer held by The Allan M. Fox Revocable Trust, in which the Reporting Person has no pecuniary interest.
F4The Reporting Person holds shared dispositive power over the shares held by FoxKiser Holdings, LLC with John Daniel Kiser, with the Reporting Person having a 60% voting interest in FoxKiser Holdings, LLC.