SEC Form 5 · accession 0001749452-19-000002
Riverview Financial Corp · RIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D. Kerwin
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting common stockF1 | Aug 15, 2018 | P | 133 | $13.4497 | A | 29,033 | D | |
| Voting common stockF2 | Dec 31, 2018 | P$0 | 385 | $0.00 | A | 29,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were acquired through a voluntary cash contribution made to RIVE's dividend reinvestment plan.
- F2Balance includes an adjustment for shares acquired by the reporting person from the reinvestment of dividends paid by Riverview Financial Corp. through the Company's dividend reinvestment plan.