SEC Form 4 · accession 0001749405-19-000001
Riverview Financial Corp · RIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Hoover
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting common stcok | Jan 18, 2019 | M | 5,750 | $10.60 | A | 22,069 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $10.60 | Jan 18, 2019 | M | 5,000 | A | Dec 31, 2013 | Jan 21, 2019 | Voting Common Stock | 5,000 | 6,083 | D |
| Stock Option | $10.60 | Jan 18, 2019 | M | 750 | A | Dec 31, 2013 | Sep 16, 2019 | Voting Common Stock | 750 | 5,333 | D |