SEC Form 5 · accession 0001224269-19-000002
Riverview Financial Corp · RIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk D. Fox
Other
Period of report
Dec 31, 2018
Accepted (ET)
Jan 16, 2019 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Nov 23, 2018 | P | 318 | $13.395 | A | 9,574 | D | |
| Voting Common StockF2 | Dec 31, 2018 | P$0 | 1 | $0.00 | A | 42 | I | By child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes adjustment for an aggregate 318.2014 shares acquired by the reporting person through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's 401(k) Retirement Plan and dividend reinvestment under the Issuer's Dividend Reinvestment Plan.
- F2Balance includes adjustment for an aggregate 0.72 shares acquired by the reporting person's child through dividend reinvestment under the Issuer's Dividend Reinvestment Plan.