SEC Form 5 · accession 0001224269-19-000001
Riverview Financial Corp · RIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett D Fulk
Officer — CEO and President · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 16, 2019 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common StockF1 | Oct 31, 2018 | P | 104 | $11.135 | A | 6,084 | D | |
| Voting Common StockF2 | Nov 23, 2018 | P | 811 | $13.395 | A | 18,852 | D | |
| Voting Common StockF3 | Aug 20, 2018 | S | 2,166 | $13.30 | D | 0 | I | By child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes adjustment for an aggregate 104 shares acquired by the reporting person through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's Employee Stock Purchase Plan and dividend reinvestment under the Issuer's Dividend Reinvestment Plan.
- F2Balance includes adjustment for an aggregate 811 shares acquired by the reporting person through pre-established payroll deductions that were independently invested through Riverview Financial Corporation's 401(k) Retirement Plan and dividend reinvestment under the Issuer's Dividend Reinvestment Plan.
- F3The reporting person disclaims beneficial ownership of these shares, which were owned by an adult child and her spouse who reside in a separate apartment in the reporting person's residence.