SEC Form 3 · accession 0000899243-18-021896
Riverview Financial Corp · RIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard R. Greenawalt
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 9, 2018 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | holding | — | — | — | 19,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $9.75 | holding | — | — | — | Oct 31, 2017 | Jan 29, 2024 | Voting Common Stock | 2,583 | — | D |
| Stock Option | $10.00 | holding | — | — | — | Oct 31, 2017 | May 4, 2024 | Voting Common Stock | 1,600 | — | D |
| Stock Option | $13.05 | holding | — | — | — | Oct 31, 2017 | Nov 17, 2025 | Voting Common Stock | 1,150 | — | D |