SEC Form 4 · accession 0001628280-17-007195
CareTrust REIT, Inc. · CTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon D Kline
Director
Period of report
Jul 20, 2017
Accepted (ET)
Jul 21, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 20, 2017 | A | 7,104 | $0.00 | A | 50,914 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents (i) 3,552 restricted shares of common stock granted to the Reporting Person under the Issuer's non-employee director compensation plan and (ii) 3,552 restricted shares of common stock granted to the Reporting Person in lieu of cash directors fees payable to such Reporting Period, pursuant to an election by the Reporting Period under the Issuer's non-employee director compensation plan. The first 3,552 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders. The second 3,552 shares vest in full on the earlier of June 30, 2018 and the commencement of Issuer's 2018 Annual Meeting of Stockholders, or on a pro rata basis upon the Reporting Person's earlier separation from service.