SEC Form 4 · accession 0001628280-16-016924
CareTrust REIT, Inc. · CTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory K. Stapley
Officer — President, Chairman and CEO · Director
Period of report
May 31, 2016
Accepted (ET)
Jun 3, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | May 31, 2016 | F | 5,977 | $13.39 | D | 141,889 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 475,520 | I | Stapley Family Trust dated 4/25/2006 | |
| Common Stock, par value $0.01 | holding | — | — | — | 1,722 | I | Marian K. Stapley Estate | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 53,819 | I | Marian K. Stapley Revocable Trust dated 4/29/1965 | |
| Common Stock, par value $0.01F4 | holding | — | — | — | 28,732 | I | By wife as UGMA custodian for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting person on December 17, 2014.
- F2These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer.
- F3These shares are directly owned by the Marian K. Stapley Revocable Trust dated 4/29/65 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer.
- F4These shares are directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act. Gregory K. Stapley is an officer of the issuer. The reporting person disclaims beneficial ownership of the shares owned by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose.