SEC Form 4 · accession 0001209191-15-049240
CareTrust REIT, Inc. · CTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Sedgwick
Officer — Vice President of Operations
Period of report
May 31, 2015
Accepted (ET)
Jun 2, 2015 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2015 | M | 5,485 | — | A | 56,071 | D | |
| Common StockF2 | May 31, 2015 | F | 1,816 | $13.04 | D | 54,255 | D | |
| Common StockF3 | May 31, 2015 | F | 1,603 | $13.04 | D | 52,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | May 31, 2015 | M | 5,485 | D | — | — | Common Stock | 5,485 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CTRE common stock.
- F2Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on June 18, 2014.
- F3Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock granted to the Reporting Person on December 17, 2014.
- F4The restricted stock units were granted on June 18, 2014 and vested on May 31, 2015.