SEC Form 4 · accession 0001209191-15-004525
CareTrust REIT, Inc. · CTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R. Christensen
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F2,F3 | Jan 13, 2015 | S | 30,604 | $11.7842 | D | 1,109,170 | I | By Hobble Creek Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2014. No further sales are anticipated to occur pursuant to this 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $11.6500 to $12.0000. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Christopher R. Christensen is the sole member of this entity.