SEC Form 4 · accession 0001209191-15-003804
CareTrust REIT, Inc. · CTRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R. Christensen
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F2,F3 | Jan 8, 2015 | S | 62,487 | $11.8964 | D | 1,251,683 | I | By Hobble Creek Investments, LLC |
| Common Stock, par value $0.01F4,F3 | Jan 9, 2015 | S | 31,400 | $11.8682 | D | 1,220,283 | I | By Hobble Creek Investments, LLC |
| Common Stock par value $0.01F5,F3 | Jan 12, 2015 | S | 80,509 | $11.7452 | D | 1,139,774 | I | By Hobble Creek Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $11.8100 to $11.9800. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Christopher R. Christensen is the sole member of this entity.
- F4This transaction was executed in multiple trades at prices ranging from $11.7600 to $11.9100. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5This transaction was executed in multiple trades at prices ranging from $11.6500 to $11.8700. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.