SEC Form 4 · accession 0001590714-18-000121
Element Solutions Inc · ESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian G H Ashken
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 14, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 9, 2018 | P | 7,500 | $10.99 | A | 457,380 | I | By IGHA Holdings, LLLP |
| Common Stock, par value $0.01 per shareF2 | Nov 12, 2018 | P | 18,000 | $10.75 | A | 475,380 | I | By IGHA Holdings, LLLP |
| Common Stock, par value $0.01 per shareF3 | Nov 13, 2018 | P | 10,000 | $10.76 | A | 485,380 | I | By IGHA Holdings, LLLP |
| Common Stock, par value $0.01 per shareF4 | Nov 14, 2018 | P | 10,000 | $10.60 | A | 495,380 | I | By IGHA Holdings, LLLP |
| Common Stock, par value $0.01 per share | holding | — | — | — | 7,861 | I | By Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,182,937 | I | By Mariposa Acquisition, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
- F2This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.63 to $10.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
- F3This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.65 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
- F4This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
Remarks
The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein.