SEC Form 4 · accession 0001590714-18-000064
Element Solutions Inc · ESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Stanley Oneal
Director
Period of report
Jun 5, 2018
Accepted (ET)
Jun 5, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jun 5, 2018 | M | 7,861 | — | A | 146,967 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 149,992 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 5, 2018 | M | 7,861 | D | — | — | Common Stock | 7,861 | 0 | D |
Explanation of responses
- F1This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 06/05/2018. Each RSU represented a contingent right to receive one share of the Issuer's common stock.
- F288,792 of the Issuer's common stock previously reported as indirectly owned by the Reporting Person's GRAT are now directly owned by the Reporting Person as of 09/25/2017.