SEC Form 4 · accession 0001171843-15-004912

Element Solutions Inc · ESI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 25, 2015

Accepted (ET)

Aug 27, 2015 · 7:02 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001590714

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	Aug 26, 2015	P	23,500	$17.27	A	887,449	I	By Martin E. Franklin Revocable Trust
Common Stock, par value $0.01 per share	Aug 25, 2015	P	200,600	$17.87	A	863,949	I	By Martin E. Franklin Revocable Trust
Common Stock, par value $0.01 per share	holding	—	—		—	10,449,987	I	By Mariposa Acquisition, LLC
Common Stock, par value $0.01 per share	holding	—	—		—	243,110	I	By RSMA, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock, par value^F2	—	holding	—	—	—	—	—	Common Stock	1,060,000	1,060,000	I

F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $17.19 to $17.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
F2Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).