SEC Form 4/A · accession 0001520138-15-000618
TWINLAB CONSOLIDATED HOLDINGS, INC. · TLCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Darin Richard Pastor
10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Dec 24, 2015 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 10, 2015 | S | 0 | $0.76 | D | 14,476,567 | I | By corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of 13,157,895 shares, as reported on the initial Form 4, never closed, due to failure of the counterparty to pay the purchase price. The sale has been cancelled.
- F2In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares.
Remarks
All securities reported on this Form 4 are owned directly by Capstone Financial Group, Inc. and indirectly by Darin Richard Pastor, the CEO and majority stockholder of Capstone. Capstone is filing a separate Form 4 to reflect these same transactions.