SEC Form 4 · accession 0001520138-15-000612
TWINLAB CONSOLIDATED HOLDINGS, INC. · TLCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CAPSTONE FINANCIAL GROUP, INC.
10% Owner
Period of report
Oct 1, 2015
Accepted (ET)
Dec 24, 2015 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590695
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Contingent Call Option (right to buy) | $0.01 | Oct 1, 2015 | E | 1,000,000 | A | Apr 1, 2016 | May 1, 2016 | Common Stock, par value $0.001 | 1,000,000 | 0 | D |
| Contingent Call Option (right to buy) | $0.01 | Oct 1, 2015 | E | 1,500,000 | A | Aug 1, 2016 | Aug 31, 2016 | Common Stock, par value $0.001 | 1,500,000 | 0 | D |
| Contingent Call Option (right to buy) | $0.01 | Oct 1, 2015 | E | 1,500,000 | A | Dec 1, 2016 | Dec 31, 2016 | Common Stock, par value $0.001 | 1,500,000 | 0 | D |
Explanation of responses
- F1Cancelled pursuant to agreement with Twinlab.
Remarks
All securities reported on this Form 4 are owned directly by Capstone Financial Group, Inc. and indirectly by Darin Richard Pastor, the CEO and majority stockholder of Capstone. Pastor is filing a separate Form 4 to reflect these same transactions.