SEC Form 4 · accession 0001144204-15-054607
TWINLAB CONSOLIDATED HOLDINGS, INC. · TLCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David L Van Andel
Director · 10% Owner
Period of report
Sep 10, 2015
Accepted (ET)
Sep 11, 2015 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.001F1 | Sep 10, 2015 | X | 12,987,012 | $0.385 | A | 31,502,340 | I | owned through a Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F2,F1 | $0.385 | Sep 10, 2015 | X | 12,987,012 | D | Jun 2, 2015 | Sep 30, 2017 | Common stock, par value $0.001 | 12,987,012 | 0 | I |
Explanation of responses
- F1These shares and warrant are owned by the David L. Van Andel Trust u/a dated November 30, 1993 (the "Trust"), of which the reporting person is the sole trustee and the principal beneficiary.
- F2The warrant was issued to the Trust pursuant to a Stock Purchase Agreement, dated as of June 2, 2015.