SEC Form 4 · accession 0001144204-15-035484
TWINLAB CONSOLIDATED HOLDINGS, INC. · TLCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Little Harbor LLC
10% Owner
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 | Jun 2, 2015 | P | 3,289,474 | $0.76 | A | 29,879,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F2 | $0.01 | Jun 2, 2015 | J | 3,289,474 | A | Jun 2, 2015 | May 31, 2020 | Common stock, par value $0.001 | 3,289,474 | 3,289,474 | D |
Explanation of responses
- F1The warrant was issued to the reporting person pursuant to a Stock Purchase Agreement, dated as of June 2, 2015.
- F2The number of shares issuable upon exercise of the warrant is subject to adjustment under certain circumstances.