SEC Form 4 · accession 0001209191-17-065953
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Klemt
Officer — Chief Accounting Officer
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Dec 13, 2017 | A | 19,350 | $0.00 | A | 42,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 27, 2017, the uniQure Board of Directors approved a grant to Mr. Klemt of 15,000 performance share units linked to the achievement of specified performance goals in 2017. On December 13, 2017, the Board of Directors determined that certain performance goals were met. Following the Board's determination, each performance share unit represents the right to receive one ordinary share, and will vest in full on January 27, 2020.
- F2Consists of (i) 20,000 restricted stock units that vest in equal installments on December 31, 2017 and December 31, 2018; (ii) 3,000 restricted stock units that vest in full on April 15, 2019 and (iii) 19,350 performance share units that vest in full on January 27, 2020.