SEC Form 4 · accession 0001209191-17-053716
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Madhavan Balachandran
Director
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.49 | Sep 20, 2017 | A | 10,000 | A | — | Sep 20, 2027 | Ordinary Shares | 10,000 | 10,000 | D |
Explanation of responses
- F1The first tranche of 25% vests on September 20, 2018, with the remainder vesting in tranches of 6.25% each quarter thereafter over three years.