SEC Form 4 · accession 0001209191-17-038555
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harald Petry
Officer — Chief Scientific Officer
Period of report
Mar 21, 2017
Accepted (ET)
Jun 8, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 21, 2017 | M | 25,422 | $3.2963 | A | 25,422 | D | |
| Ordinary SharesF3 | Mar 21, 2017 | S | 25,422 | $6.0298 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F4 | $3.2963 | Mar 21, 2017 | M | 25,422 | D | — | May 4, 2022 | Ordinary Shares | 25,422 | 115,230 | D |
Explanation of responses
- F1The Stock Option was exercised at a price of 3.07 Euros per share. The conversion from Euro to U.S. dollars ($) applied the exchange rate of 1.0737 Euros to U.S. dollars as of the exercise date (the "Exchange Rate").
- F2The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.
- F3The shares were sold at a price of 5.6159 Euros per share. The conversion from Euro to U.S. dollars applied the Exchange Rate.
- F4The Stock Option vested in full on February 6, 2014.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney