SEC Form 4 · accession 0001140361-17-019229
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew C Kapusta
Officer — CEO, CFO, Managing Director · Director
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.22 | May 9, 2017 | A | 175,000 | A | — | Mar 14, 2027 | Ordinary Shares | 175,000 | 175,000 | D |
| Restricted Stock UnitF2,F3 | $0.00 | May 9, 2017 | A | 175,000 | A | — | — | Ordinary Shares | 175,000 | 350,000 | D |
Explanation of responses
- F1The Stock Option vests 25% on March 14, 2018 and 6.25% quarterly thereafter until fully vested.
- F2The Restricted Stock Units vest 50% on March 14, 2018 and 50% on March 14, 2019, if the Reporting Person continues to be employed by the Issuer or a subsidiary of the Issuer employing the Reporting Person through and including said dates.
- F3Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.
Remarks
See Exhibit 24 - Power of Attorney