SEC Form 4/A · accession 0001140361-17-008378
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Garen
Officer — Chief Business Officer
Period of report
Jan 27, 2017
Accepted (ET)
Feb 21, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F1 | $5.37 | Jan 27, 2017 | A | 43,000 | A | — | Jan 27, 2027 | Ordinary Shares | 43,000 | 43,000 | D |
| Performance Share UnitF4,F2,F3 | $0.00 | Jan 27, 2017 | A | 43,500 | A | — | — | Ordinary Shares | 43,500 | 43,500 | D |
Explanation of responses
- F1The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.
- F2Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.
- F3Expiration date is not applicable.
- F4Due to clerical error, the Form 4, as originally filed, incorrectly reports the number of options granted as 43,250 and the number of performance share units granted as 43,250. The Form 4, as amended by this Form 4/A, correctly reports such information.
Remarks
See Exhibit 24 - Power of Attorney