SEC Form 4 · accession 0001140361-17-003720
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Maria E Cantor
Officer — SVP, Investor Relations · Other
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.37 | Jan 27, 2017 | A | 43,250 | A | — | Jan 27, 2027 | Ordinary Shares | 43,250 | 43,250 | D |
| Preformance Share UnitF2,F3 | $0.00 | Jan 27, 2017 | A | 43,250 | A | — | — | Ordinary Shares | 43,250 | 43,250 | D |
Explanation of responses
- F1The Stock Option vests 25% on January 27, 2018 and 6.25% quarterly thereafter until fully vested.
- F2Performance Shares Units of a maximum of 43,250 shares of the Company's Ordinary Shares were granted on January 27, 2017. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2020.
- F3Expiration date is not applicable.
Remarks
See Exhibit 24 - Power of Attorney