SEC Form 4 · accession 0001140361-17-003704
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula Soteropoulos
Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.37 | Jan 27, 2017 | A | 11,000 | A | — | Jan 27, 2027 | Ordinary Shares | 11,000 | 11,000 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 27, 2017 | A | 11,000 | A | Jan 27, 2020 | — | Ordinary Shares | 11,000 | 16,000 | D |
Explanation of responses
- F1The Stock Option vests 100% on January 27, 2018.
- F2The Restricted Stock Unit vests 100% on January 27, 2018.
- F3Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.
Remarks
See Exhibit 24 - Power of Attorney