SEC Form 3 · accession 0001140361-17-000208
uniQure N.V. · QURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Schaffer
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 3, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 153,353 | I | Schaffer-Hinh Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 5,000 | — | D |
| Stock Option (right to buy)F3 | $18.21 | holding | — | — | — | — | Jan 27, 2026 | Ordinary Shares | 5,000 | — | D |
Explanation of responses
- F1Restricted Stock Units of 5,000 shares of the Company's Ordinary Shares were granted on January 28, 2016 which shares shall vest 100% on January 27, 2017.
- F2Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vests.
- F3The Stock Option vests 100% on January 27, 2017.
Remarks
See Exhibit 24 - Power of Attorney