SEC Form 4 · accession 0000904454-19-000105

uniQure N.V. · QURE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Jan 25, 2019

Accepted (ET)

Jan 29, 2019 · 7:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001590560

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1,F2	Jan 25, 2019	A	8,825	$0.00	A	13,978	D
Ordinary Shares^F3	Jan 25, 2019	A	7,045	$0.00	A	21,023	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$31.71	Jan 25, 2019	A	28,934	A	—	Jan 25, 2029	Ordinary Shares	28,934	28,934	D

F1Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.
F2Includes 121 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2018.
F3Represents performance-based restricted share units ("PRSUs") granted on January 26, 2018 to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated, which vested on January 25, 2019. Each PRSU represents the contingent right to receive one Ordinary Share.
F4The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.