SEC Form 3 · accession 0001213900-18-004736
Aerkomm Inc. · AKOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan-Yuan Lin
Director
Period of report
Apr 19, 2018
Accepted (ET)
Apr 19, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590496
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,864,524 | D | ||
| Common StockF1 | holding | — | — | — | 4,796,150 | I | Held by Dmedia Holding LP | |
| Common Stock | holding | — | — | — | 447,486 | I | Held by spouse. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.05 | holding | — | — | — | Jun 23, 2017 | Jun 23, 2027 | Common Stock | 15,000 | — | D |
Explanation of responses
- F1The reporting person holds an 42.4% interest in Dmedia Holding LP and an 7% ownership interest in Dmedia LLC, the General Partner of Dmedia Holding LP. As such, the reporting person has a pecuniary interest in 4,796,150 shares held by Dmedia Holding LP.