SEC Form 4 · accession 0001144204-18-020523
BIOHITECH GLOBAL, INC. · BHTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Joyce
Officer — CHIEF OPERATING OFFICER
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | Apr 11, 2018 | C | 18,182 | $2.75 | A | 319,908 | D | |
| Common Stock, par value $0.0001F2 | Apr 11, 2018 | C | 1,602 | $4.994 | A | 321,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory Note | $2.75 | Apr 11, 2018 | C | 1 | D | Apr 11, 2018 | Apr 11, 2018 | Common Stock | 18,182 | 0 | D |
Explanation of responses
- F118,182 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on February 10, 2016 (the "Note").
- F21,602 shares at $4.994 per share represent the payment of interest at 8% on the Note.