SEC Form 4 · accession 0001144204-17-000187
BIOHITECH GLOBAL, INC. · BHTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E. Celli
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | Dec 30, 2016 | P | 200 | $2.13 | A | 1,292,785 | D | |
| Common Stock, par value $0.0001F1 | Dec 30, 2016 | P | 200 | $1.88 | A | 1,292,985 | D | |
| Common Stock, par value $0.0001F1 | Dec 30, 2016 | P | 700 | $1.87 | A | 1,293,685 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not include 506,667 shares of common stock underlying convertible debentures in the principal amount of $1,900,000 at the highest possible conversion price of $3.75 per share or warrants to purchase an additional 506,667 shares of common stock held by the reporting person. The note and warrants are currently convertible into an indeterminable number of shares of common stock.