SEC Form 4 · accession 0001209191-15-080153
FTAI Aviation Ltd. · FTAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Adams Jr.
Officer — Chief Executive Officer · Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 9:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Nov 13, 2015 | P | 10,000 | $12.4648 | A | 144,828 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased in the open market.
- F2The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase prices ranged from $12.2738 and $12.6800 a share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3Includes 134,828 shares received in a pro rata distribution by Fortress Worldwide Transportation and Infrastructure Investors LP on November 10, 2015, in connection with the expiration of the lock-up agreements entered into with the underwriters of the issuer's initial public offering.