SEC Form 4 · accession 0001209191-15-079507
FTAI Aviation Ltd. · FTAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Atkeson
Officer — CFO and COO
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 8:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Nov 11, 2015 | P | 5,000 | $11.8839 | A | 78,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased in the open market.
- F2This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.86 to $11.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3Includes 53,931 shares received in a pro rata distribution by Fortress Worldwide Transportation and Infrastructure Investors LP on November 10, 2015, in connection with the expiration of the lock-up agreements entered into with the underwriters of the issuer's initial public offering.