SEC Form 4 · accession 0001589526-19-000010
Blue Bird Corp · BLBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phil Horlock
Officer — President and CEO · Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001589526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Jan 3, 2019 | D | 5,646 | $0.00 | D | 349,999 | D | |
| Common Stock, par value $0.0001 per share | Jan 3, 2019 | F | 7,885 | $0.00 | D | 342,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.50 | Jan 3, 2019 | A | 17,370 | A | Jan 3, 2019 | Jan 3, 2027 | Common Stock | 17,370 | 17,370 | D |
Explanation of responses
- F1On January 3, 2017, the reporting person was granted an option to purchase 69,481 shares of common stock, which vests over a three year period in equal installments based on satisfaction of certain performance criteria for each of the applicable fiscal years. The performance criteria for fiscal 2018 was partially met, resulting in the vesting of the options in 5. (A).