SEC Form 4 · accession 0001213900-15-002972
Blue Bird Corp · BLBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Hennessy
Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 23, 2015 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001589526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 22, 2015 | J | 1,615,703 | $0.00 | D | 0 | I | See footnote |
| Common StockF3 | Apr 22, 2015 | J | 133,911 | $0.00 | A | 133,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2 | $5.75 | Apr 22, 2015 | J | 2,690,462 | D | Mar 26, 2015 | Feb 24, 2020 | Common Stock | 1,345,231 | 0 | I |
| WarrantsF3 | $5.75 | Apr 22, 2015 | J | 94,304 | A | Mar 26, 2015 | Feb 24, 2020 | Common Stock | 47,152 | 94,304 | D |
Explanation of responses
- F1Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners I, LLC ("HCPI") to all of its members.
- F2These securities were held directly by HCPI. The reporting person is the managing member of Hennessy Capital, LLC, which is the managing member of HCPI. The reporting person disclaims beneficial ownership over any securities owned by HCPI in which it does not have a pecuniary interest.
- F3Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by HCPI.