SEC Form 4 · accession 0001614904-16-000002
Greenwave Technology Solutions, Inc. · GWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Dietrich
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001589149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Aug 31, 2016 | P | 20,000 | $0.50 | A | 17,743,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F2 | $0.90 | Aug 31, 2016 | P | 20,000 | A | Aug 31, 2016 | Aug 31, 2019 | Common Stock, par value $0.001 | 20,000 | 25,000 | D |
Explanation of responses
- F1Purchase, in total, consists of 20,000 shares of the Company's Common Stock and a Warrant to purchase 20,000 shares of Common Stock, at an exercise price equal to $0.90 per share.
- F2Warrant received as part of the purchase of 20,000 shares of the Company's Common Stock.