SEC Form 4 · accession 0001123292-16-002319
Recro Pharma, Inc. · REPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wayne Weisman
Director
Period of report
Nov 23, 2015
Accepted (ET)
May 23, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | S | 11,082 | $9.0009 | D | 2,362,964 | I | By SCP Vitalife Partners II LP |
| Common StockF1 | Nov 23, 2015 | S | 3,702 | $9.0009 | D | 789,538 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common StockF2 | Nov 24, 2015 | S | 2,068 | $9.006 | D | 2,360,896 | I | By SCP Vitalife Partners II LP |
| Common StockF2 | Nov 24, 2015 | S | 691 | $9.006 | D | 788,847 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common Stock | Nov 25, 2015 | S | 4,648 | $9.00 | D | 2,356,248 | I | By SCP Vitalife Partners II LP |
| Common Stock | Nov 25, 2015 | S | 1,553 | $9.00 | D | 787,294 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common StockF3 | Nov 27, 2015 | S | 6,737 | $9.0009 | D | 2,349,511 | I | By SCP Vitalife Partners II LP |
| Common StockF3 | Nov 27, 2015 | S | 2,250 | $9.0009 | D | 785,044 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common Stock | Nov 30, 2015 | S | 450 | $9.00 | D | 2,349,061 | I | By SCP Vitalife Partners II, L.P. |
| Common Stock | Nov 30, 2015 | S | 150 | $9.00 | D | 784,894 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common StockF4 | May 19, 2016 | S | 3,748 | $6.4559 | D | 2,345,313 | I | By SCP Vitalife Partners II LP |
| Common StockF4 | May 19, 2016 | S | 1,252 | $6.4559 | D | 783,642 | I | By SCP Vitalife Partners (Israel) II, L.P. |
| Common StockF5 | May 20, 2016 | S | 14,992 | $6.4548 | D | 2,330,321 | I | By SCP Vitalife Partners II LP |
| Common StockF5 | May 20, 2016 | S | 5,008 | $6.4548 | D | 778,634 | I | By SCP Vitalife Partners (Israel) II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.02, inclusive. The reporting person undertakes to provide Recro Pharma, Inc., any security holder of Recro Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The reporting person undertakes to provide Recro Pharma, Inc., any security holder of Recro Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.07, inclusive. The reporting person undertakes to provide Recro Pharma, Inc., any security holder of Recro Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.30 to $6.59, inclusive. The reporting person undertakes to provide Recro Pharma, Inc., any security holder of Recro Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 to this Form 4.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.30 to $6.58, inclusive. The reporting person undertakes to provide Recro Pharma, Inc., any security holder of Recro Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 5 to this Form 4.