SEC Form 4 · accession 0001094891-15-000213
Cambridge Capital Acquisition Corp · CAMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin Gordon
Officer — CEO, Treasurer and Secretary · Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 9, 2015 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF4,F1,F2,F3 | $10.00 | Jun 8, 2015 | A | 10,000 | A | — | — | Units | 10,000 | 17,000 | D |
Explanation of responses
- F1Upon the completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option.
- F2If the Issuer fails to consummate an initial business combination by December 23, 2015, the Issuer will be dissolved and the promissory note will not be convertible.
- F3Each Unit consists of one share of common stock and one warrant to purchase one share of common stock.
- F4The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $100,000.