SEC Form 4 · accession 0001209191-15-008805
NexPoint Capital, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dondero
Officer — President · 10% Owner
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Jan 30, 2015 | P | 336,957 | $9.20 | A | 1,724,891 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the Issuer's distribution reinvestment plan.
- F2Mr. Dondero is the sole member of NexPoint Advisors GP, LLC, the general partner of NexPoint Advisors, L.P. Due to his control of, and ownership interest in, NexPoint Advisors GP, LLC, Mr. Dondero may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.