SEC Form 4 · accession 0001140361-15-016884
NexPoint Capital, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 2, 2014
Accepted (ET)
Apr 29, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Sep 2, 2014 | P | 434,780 | $9.20 | A | 456,519 | D | |
| Common Stock, par value $0.001 per share | Oct 8, 2014 | P | 652,174 | $9.20 | A | 1,108,693 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
This Form 4 is being filed jointly by NexPoint Advisors, L.P. and NexPoint Advisors GP,LLC in connection with the shares of the Issuer directly acquired by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC, as the general partner of NexPoint Advisors, L.P., may be viewed as having investment power over all of the shares of the Issuer owned by NexPoint Advisors, L.P. NexPoint Advisors GP, LLC disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.