SEC Form 4 · accession 0001209191-15-041954
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Christmas
Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 8, 2015 | M | 7,456 | — | A | 112,694 | D | |
| Common stockF2 | holding | — | — | — | 25,000 | I | By Kathleen Christmas Wehrman Trust | |
| Common stockF2 | holding | — | — | — | 25,000 | I | By James F. Christmas Trust | |
| Common stockF2 | holding | — | — | — | 25,000 | I | By Regina M. Christmas Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F3 | — | May 8, 2015 | M | 7,456 | D | — | — | Common stock | 7,456 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Rice Energy Inc. common stock on a one-for-one basis.
- F2These shares are held in trusts which have previously been established for the reporting person's children, the beneficial ownership of which is disclaimed. This report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.
- F3On May 8, 2014, the reporting person was granted 7,456 restricted stock units, vesting in a single installment on the first anniversary of the grant date.