SEC Form 4 · accession 0000899243-17-012556
EQT RE, LLC · RICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Rice IV
Officer — Chief Executive Officer · Director
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001588238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | May 8, 2017 | M | 4,590 | — | A | 232,586 | D | |
| Common stock | May 8, 2017 | F | 2,116 | $21.68 | D | 230,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | May 8, 2017 | M | 4,590 | D | — | — | Common stock | 4,590 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Rice Energy Inc. common stock on a one-for-one basis.
- F2On May 8, 2014, the reporting person was granted 13,770 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.